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Part II Do you Know Where Your Parents’ Money Is?
Last week I had a call from a lawyer friend and his wife. She was hot! She had just...
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The Collapse in Oil and Gas Investments
The oil and gas REITs and limited partnerships that were supposed to provide “diversification” and limit risk are now...
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Energy, Oil and Gas Investments
Oil prices have dropped in half over the last year. Energy stocks and investments have also collapsed. Investors with...
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Exchange Traded Funds (ETFs)
Exchange traded funds, ETFs, have grown increasingly popular in recent years – but they’ve also become more complex, exotic...
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LPL Fund to Compensate REIT Investors
On September 23, 2015, LPL and the SEC reached an important agreement for its customers: LPL has admitted that...
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Elder Abuse: Do You Know Where Your Parents’ Money Is?
Over the last year, I have filed cases on behalf of several elderly people, some of whom have serious...
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Options Trading
Trading options is covered by special supervisory rules under FINRA, which apply to all brokers executing options trades for...
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Allianz Annuities
Allianz of Germany has been one of the largest sellers of annuities in the U.S. Its annuities include the...
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Annuities
If you purchased any fixed annuity from any of these companies in the last three years, you might have...
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FINRA’s Warning About Buying Privately Traded REITs
FINRA, the quasi-independent board that regulates brokerage firms and investment advisors, warns investors about investments it believes are being...
