Last week I had a call from a lawyer friend and his wife. She was hot! She had just...

The oil and gas REITs and limited partnerships that were supposed to provide “diversification” and limit risk are now...

Oil prices have dropped in half over the last year. Energy stocks and investments have also collapsed. Investors with...

Exchange traded funds, ETFs, have grown increasingly popular in recent years – but they’ve also become more complex, exotic...

On September 23, 2015, LPL and the SEC reached an important agreement for its customers: LPL has admitted that...

Over the last year, I have filed cases on behalf of several elderly people, some of whom have serious...

Trading options is covered by special supervisory rules under FINRA, which apply to all brokers executing options trades for...

Allianz of Germany has been one of the largest sellers of annuities in the U.S. Its annuities include the...

If you purchased any fixed annuity from any of these companies in the last three years, you might have...

FINRA, the quasi-independent board that regulates brokerage firms and investment advisors, warns investors about investments it believes are being...