In July 2010, Diane Nygaard tried and won an arbitration for three E*TRADE investors who had been sold risky securities without disclosing all material facts to them. The FINRA arbitration panel ordered E*TRADE to repay the three investors all the par value of their securities, their attorneys’ fees and costs of the FINRA arbitration (Lozes, et al. v. E*TRADE, Case No. 09-02855). Click here for the E*TRADE Arbitration Award.
WINNING ARBITRATION AWARD AGAINST E*TRADE