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Current Cases

  • Part II Do you Know Where Your Parents’ Money Is?

    By on February 15, 2016

    Last week I had a call from a lawyer friend and his wife. She was hot! She had just...

  • The Collapse in Oil and Gas Investments

    By on February 15, 2016

    The oil and gas REITs and limited partnerships that were supposed to provide “diversification” and limit risk are now...

  • Energy, Oil and Gas Investments

    By on November 17, 2015

    Oil prices have dropped in half over the last year. Energy stocks and investments have also collapsed. Investors with...

  • Exchange Traded Funds (ETFs)

    By on November 17, 2015

    Exchange traded funds, ETFs, have grown increasingly popular in recent years – but they’ve also become more complex, exotic...

  • LPL Fund to Compensate REIT Investors

    By on November 17, 2015

    On September 23, 2015, LPL and the SEC reached an important agreement for its customers: LPL has admitted that...

  • Elder Abuse: Do You Know Where Your Parents’ Money Is?

    By on November 17, 2015

    Over the last year, I have filed cases on behalf of several elderly people, some of whom have serious...

  • Options Trading

    By on November 17, 2015

    Trading options is covered by special supervisory rules under FINRA, which apply to all brokers executing options trades for...

  • Allianz Annuities

    By on November 17, 2015

    Allianz of Germany has been one of the largest sellers of annuities in the U.S. Its annuities include the...

  • Annuities

    By on November 17, 2015

    If you purchased any fixed annuity from any of these companies in the last three years, you might have...

  • FINRA’s Warning About Buying Privately Traded REITs

    By on November 10, 2015

    FINRA, the quasi-independent board that regulates brokerage firms and investment advisors, warns investors about investments it believes are being...